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Wall St regulator proposes scrapping paper forms
Reuters via Yahoo Singapore Finance· 1 year agoAt a public meeting, the Securities and Exchange Commission's five members unanimously voted in favor of the proposal, which also would allow electronic...
US SEC shortens deadline to disclose 5% stock ownership to 5 days
Reuters via Yahoo Singapore Finance· 9 months ago(Reuters) -Wall Street's top regulator on Tuesday said it has tightened the timeline for investors...
U.S. poised to tighten reporting rules on $20 tln private fund sector
Reuters via Yahoo Singapore Finance· 1 year agoWall Street's top regulator is set to adopt new rules aimed at bolstering oversight of systemic risk...
US SEC adopts new cyber rule, unveils brokerage AI proposal
Reuters via Yahoo Singapore Finance· 11 months ago(Reuters) -Wall Street's top regulator on Wednesday adopted new rules requiring publicly traded...
US SEC proposes banning volume-based trading discounts for stock brokerages
Reuters via Yahoo Singapore Finance· 8 months ago(Reuters) -Wall Street's top regulator on Wednesday proposed new regulations it said should level...
U.S. targets '08 crisis trader conflicts in new rule, decade after 1st try
Reuters via Yahoo Singapore Finance· 1 year agoWASHINGTON (Reuters) -Wall Street's top regulator on Wednesday unanimously voted to propose a rule...
Wall St watchdog shortens time-frame for stock trades, proposes new investment adviser rules
Reuters via Yahoo Singapore Finance· 1 year ago(Reuters) -Wall Street's top regulator on Wednesday adopted rules tightening the time-frame for...
UPDATE 1-Wall St regulator adopts Dodd Frank rule against trader conflicts
Reuters via Yahoo Singapore Finance· 7 months agoThe U.S. Securities and Exchange Commission on Monday adopted a financial crisis-inspired rule barring traders in asset-backed securities from betting against the same assets they sell to investors ...
