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US financial regulators propose anti-money laundering rules for fund advisers
Reuters via Yahoo Singapore Finance· 2 months agoTwo U.S. financial regulators jointly proposed new rules on Monday that would fight money laundering by requiring fund advisers to document customer identities, part of a wider effort to keep ...
Shapeshifting Justice: The SEC’s Weakest Case Yet
CoinDesk via Yahoo Singapore Finance· 4 months agoThis week, crypto OG Erik Voorhees’ exchange ShapeShift settled charges with the U.S. Securities and Exchange Commission (SEC) over alleged securities...
10 states file legal challenge to SEC climate disclosure rule
The Hill via Yahoo News Singapore· 4 months agoWest Virginia Attorney General Patrick Morrisey announced a coalition of 10 states will file a legal...
SEC finalizes weakened rule to make companies disclose climate information
The Hill via Yahoo News Singapore· 4 months agoThe federal government will require some of the largest publicly traded companies to disclose their...
UPDATE 5-US SEC adopts climate rule that may face challenges despite dilution
Reuters via Yahoo Singapore Finance· 4 months agoWall Street's top regulatory body voted on Wednesday to adopt a rule that would require public companies to disclose certain climate-related risks, a first-of-its-kind regulation that was watered ...
UPDATE 1-US SEC, CFTC jointly approve new private fund reporting rules
Reuters via Yahoo Singapore Finance· 5 months agoTwo top U.S. markets regulators on Thursday jointly approved new reporting requirements for private funds and investment advisers, saying this would boost the government's ability to spot the ...
DeFi Shouldn't Have to Worry About the SEC’s Expanded Broker Rule
CoinDesk via Yahoo Singapore Finance· 5 months agoMany are concerned that a recently passed effort to expand the definition of a broker-dealer will...
U.S. SEC Clears 'Dealer' Rule Expansion That Could Rope in DeFi
CoinDesk via Yahoo Singapore Finance· 5 months agoThe U.S. Securities and Exchange Commission (SEC) widened its definition of a dealer today to pull...
Analysis-Activist investors fret over Exxon Mobil's lawsuit bypassing US regulator
Reuters via Yahoo Singapore Finance· 6 months agoInvestors that use shareholder resolutions to pressure companies on environmental and social issues...
Standing up to government overreach is an American tradition. Now it’s crypto’s turn
Fortune via Yahoo Singapore Finance· 6 months agoThe Securities and Exchange Commission was founded on principles of transparency, fairness, full...